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Securities offering
Results: 1624

#	Item
621	INITIAL PUBLIC OFFERINGS IN CANADA From kick-off to closing, Torys provides comprehensive guidance on every step essential to successfully completing an IPO in Canada. Add to Reading List Source URL: www.torys.com Language: English - Date: 2014-11-17 13:42:37 Business Investment Securities Finance Greenshoe Due diligence Initial public offering Prospectus Underwriting Stock market Financial economics Corporate finance
622	Microsoft Word - PAPERDOCS-#[removed]v1-NR14-XX_CSA_-_Rights_Offerings_Exemption_(final)_Nov_27 Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-11-27 10:57:47 Investment Stock market Securities Canadian Securities Administrators Non-reporting issuer Canadian securities regulation Prospectus Offering circular Ontario Securities Commission Financial economics Finance Business
623	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 10:08:07 Corporate finance Finance Short Initial public offering Security Follow-on offering Stock Stock market Financial economics Investment
624	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 10:33:08 Finance Security Short Initial public offering Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Stock exchange Stock market Financial economics Investment
625	Order Directing the Exchanges and the Financial Industry Regulatory Authority To Submit a Tick Size Pilot Plan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-25 10:52:15 Finance Stock market United States Securities and Exchange Commission United States securities law Economy of the United States Regulation NMS Securities Exchange Act NASDAQ Initial public offering Financial economics Financial markets Investment
626	Rules Notice Request for Comments Dealer Member Rules Contact: Doug Harris Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-18 10:21:03 Securities Corporate finance Investment Criminal law Due diligence Underwriting Initial public offering Exempt market dealer Diligence Financial economics Finance Business
627	Microsoft Word - DC-Only_form_final 102414_final- without Macros_103014.docm Add to Reading List Source URL: disb.dc.gov Language: English - Date: 2014-11-14 10:58:25 Finance United States securities law United States Securities and Exchange Commission Corporate finance 73rd United States Congress Securities Act Security Securities offering Hedge fund Financial economics Stock market Investment
628	C. L. “BUTCH” OTTER Governor GAVIN M. GEE Add to Reading List Source URL: www.finance.idaho.gov Language: English - Date: 2014-12-15 10:21:30 Corporate crime U.S. Securities and Exchange Commission Financial economics Form D Regulation D Investment Securities offering Finance SEC filings United States Securities and Exchange Commission Stock market
629	Rules Notice Guidance Note Dealer Member Rules Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-18 10:21:04 Investment Finance United States securities law Corporate finance Securities Act Due diligence Prospectus Initial public offering Underwriting Financial economics Stock market Securities
630	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]November 25, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change to Adopt NAS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-26 07:55:25 Investment Initial public offering NASDAQ Finance Securities Exchange Act Corporate finance Stock market Financial economics

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